Manager – Accounts & Compliance



Job Title: Manager/Senior Manager – Accounts and Compliances


Job Holder Name:

Dept: SME – Compliance & Operations

Reports to: DH – Compliance& Operations

Location: Head Office



1: Job Purpose Statement (Summarise in one/two statements why this job exists and the contribution makes to the overall business of the company).

To ensure that the service is provided to customers internal and external as per operations standards and policies and processes are complied with. Also To ensure that All Transactions were recorded Accurately and All Compliances were met



2: Duties & Responsibilities ( List in the order of importance the duties & responsibilities of this job)

To understand the purpose and intent of various policies and check adherence on ongoing basis.
To Identify instances of deviations from defined policies and provide feedback related to execution gaps to concerned process owners
To monitor the effectiveness of the internal controls and provide feedback to enhance it on ongoing basis.
To measure and monitor the critical parameters related to compliance process and ensure adherence to defined operational standard
To Ensure all Post Disbursement Compliances were Fulfilled like CERSAI/ROC etc
To Comply with all RBI guidelines and Compliance like CRILIC Return/UBO/CKYC  identification and any other Compliances
To ensure Audit of 10% Sample Files Disbursed within 45 days of Disbursement
To ensure Submission Accurate Information and details to Various Audits Like Statutory Audit/RBI AUDIT/COSO Audits
To identify and highlight instances of non adherence to audit requirements
To document all the processes related to compliance operations
To review the effectiveness of the processes and revise the documents as per the revised process
To Ensure Customer Files and Documents were stored at RMC and proper control exercised with respect to Retrievals
To ensure completeness and correctness of MIS prepared and publish the same to various stakeholders
To Report NPA loans and Provisioning and other Monthly Reports to Corporate Accounts Team as per defined TimeLines
To reconcile Security Deposit Ledger on Monthly basis and Pass necessary Provision Entries on Monthly basis
To ensure CRM QRC were resolved as per defined TAT and System Solution is arrived for Repeated QRC
To Ensure all Transactions were recorded on the same day of Event and Daily Bank Reconciliation is done.  Highlight the non-Posted Transactions to IT Team for resolution and highlight the un accounted Credits/Debits to all concerned Teams  for further identification.
To Check the Accounting Exceptions and rectify the same .
Collaborates with other departments like Corporate Accounts, system, Internal Audit, etc. to direct compliance, operational issued and its resolution and maximize output from support functions
To work closely with all the concerned departments like  HO/Corporate Accounts, I.T, Tax etc to ensure the issues and challenges are resolved on timely basis.  



3: Key Challenges (List the key tasks performed to support the main objectives of the position).

Adherence to Key Operational standards

To monitor the effectiveness of the internal controls and provide feedback to enhance it on ongoing basis.







4: Decision Making Authority (Describes the type of decisions made alone, those on which the manager must be consulted, those referred to a higher level, and job procedures to be followed).

As per policy




Manager – Compliance and Operations


DH – Compliance & Operations


Sr. VP –SME Business







6:  List of internal and external stakeholders the role is expected to interact with to execute duties effectively

Accounts, Internal Audit, IT, and Tax Departments




7: Job Requirements (Describe the educational requirements, suggested year and type of experience, nature and extent of skills/abilities required for the desired position).

Professional Qualification




Commerce Graduate/ ICWA-CA with At least 4-5 Years of Relevant Banking Experience

Basic Accounting knowledge with reconciliation, SME Finance, Dealer Finance products.

Accounting, Reconciliation, Operations, customer Service.

Innovation led transformation

Result Orientation






Technical Writer

Document new products, platforms and features.
Gather and absorb complex technical information and turn them into a topics that the users can easily find and use.
Work independently and meet schedules without deviations.
Ability to express complex technical information in a clear and precise manner.
Ability to work on multiple product ranges simultaneously.
Experience in working on Agile software documentation.
Good working knowledge on Madcap Flare, DITA/XML.
Hands on experience in Adobe FrameMaker, Madcap Flare and  MS Word

Azure Devops 1098788

Primary Skill: Bitbucket, Jenkins, Docker, Unix scripting, JFrog, AWS, Tomcat

Mandatory Skills:

No mandatory certification

Good experience in Devops tools like Jenkins and Bit bucket, JFROG.

Experience in AWS Cloud, Docker and Kubernetes.Experience on linux and troubleshooting.

Knowledge on webserver, DB , WebSphere and tomcat.

Knowledge on shell/python scripting.

Basic knowledge on share point and service now tool.

Very good in  communication and able to lead release coordination calls.

Should be able to work on flexible hours and shifts.



very good in Jenkin job creation and also configuration



Tibco EMS setup in load balance/FT mode.

Experience on SSL setup with PKCS7/12 certs for EMS and routes

New EMS instance creations (includes creation of Monitoring unit)

Creating destinations, Routes, Bridges.

Good knowledge on EMS functionality and should be able to guide developer.

Good troubleshooting skills

Linux Admin 1116047

• 5+ Years of IT Experience

• Installing and configuring openshift clusters

• Setting access controls

• Configuring log aggregation and monitoring

• Adding , removing nodes from Openshift clusters

• Installing and removing operators on Openshift

• GitOps using ArgoCd and RedHat ACM

• Cluster secops using RedHat ACS

Remote working: No

Mandatory Certificate: Nil

Good to have Certificate: RHCSA, Linux

• Our client requires all the employees working on this engagement to be COVID-19 vaccinated.

Databricks/Data engineer  

Position : Databricks/Data engineer  
Experience : 7– 10 Years
Location : Chennai
Immediate Joiners or 30 days NP

Job Summary

Experience in BigData Development using Spark and Scala/Java.
Knowledge on JAVA and Scala Programming languages.
Experience in ETL Development using Apache Spark & Scala using DataBricks
Good to have knowledge on any of the cloud technologies like AWS or AZURE.
Knowledge on any relational Database, Preferably MySql and MSSQL.
Knowledge on Various Build tools like Maven or SBT
Knowledge of Jenkins or Gitlab CI/CD Pipeline.
Professional Usage of Github, GitLab and Subversion tortoise for resource sharing and Working in team

Key Skillset

Databricks/Data engineer, Scala, Spark
spark scala
spark streaming
spark SQL and python is a plus
understanding of spark architecure (node , partitons, concurrent processing …. )
working experience of 3-4 years on spark scala
Cloud spark experience is must